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    • 3. 发明申请
    • System and method for processing securities trading instructions and commnicating order status via a messaging interface
    • 通过信息接口处理证券交易指令和通知订单状态的系统和方法
    • US20060026091A1
    • 2006-02-02
    • US11192905
    • 2005-07-29
    • Thomas KeenRichard Shen
    • Thomas KeenRichard Shen
    • G06Q40/00
    • G06Q40/04G06Q30/0283G06Q40/025
    • A system allowing traders, etc. to use instant messaging (IM) (or other non-FIX based) communications to input trading instructions directly into a broker's Order Management System (OMS) for managing/executing trades. Accordingly, trading instructions may be provided electronically directly from a buy-side trader, and directly to a sell-side broker's/brokerage's OMS, without the need for the sell-side broker to manually re-key the order into the sell-side firm's OMS. Further, trading instructions are provided in electronic format directly to the broker's OMS without the need for the buy-side trader to have an expensive FIX based OMS or associated FIX connection, which is also expensive, thereby allowing relatively smaller investment houses/buy-side organizations to enjoy the benefits of electronic delivery of trading instructions directly to brokers' OMS.
    • 允许交易者等使用即时消息(IM)(或其他非基于FIX)通信的系统将交易指令直接输入到经纪人的订单管理系统(OMS)中以管理/执行交易。 因此,交易指令可以直接从买方交易者直接提供,并且直接向卖方经纪人/经纪人的OMS提供,而不需要卖方经纪人手动地将该订单重新键入卖方公司 OMS。 此外,交易指令以电子格式直接提供给经纪人的OMS,而不需要买方交易者具有昂贵的基于FIX的OMS或相关联的FIX连接,这也是昂贵的,从而允许相对较小的投资房屋/买方 组织享受直接向经纪人的OMS电子交付交易指令的好处。