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    • 5. 发明申请
    • METHODS AND SYSTEMS FOR EXERCISING STOCK OPTIONS
    • 用于执行库存选择的方法和系统
    • WO2005077010A3
    • 2007-04-05
    • PCT/US2005003894
    • 2005-02-07
    • UBS PAINEWEBBER INCWHITE ELIZABETHFURLONG JOHNSTOLER FRANKTAM LANDY
    • WHITE ELIZABETHFURLONG JOHNSTOLER FRANKTAM LANDY
    • G06F17/16
    • G06Q40/04G06Q20/10G06Q30/08G06Q40/12
    • Methods and corresponding systems are provided for exercising employee stock options between an employee and a company. The stock option exercise generally includes the steps of establishing a plurality of escrow accounts including a company escrow account, a third party escrow account, and an employee escrow account, receiving notice of intent to exercise a stock option from an employee, transferring securities to satisfy the stock option exercise from the company to a company escrow account, transferring property equivalent to a third party purchase price from a third party to the third party escrow account, transferring the notice of intent to exercise a stock option to the employee escrow account, and transferring property held in the plurality of escrow accounts to the employee, the company, and the third party in accordance at least in part with the stock option.
    • 提供方法和相应的系统,用于在员工和公司之间行使员工股票期权。 股票期权行使通常包括建立多个代管账户的步骤,包括公司代管账户,第三方托管账户和雇员代管账户,接收从雇员行使股票期权的意图通知,转让证券满足 从公司到公司托管账户的股票期权行权,将相当于第三方购买价款的财产从第三方转让给第三方托管账户,将有意行使股票期权的通知转移给雇员代管账户,以及 至少部分根据股票期权将在多个代管账户中持有的财产转让给雇员,公司和第三方。